Jason Thuneman - 08 Mar 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
Vice President
Signature
/s/ Shelley Kitts, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
08 Mar 2021
Net transactions value
-$128,000
Form type
4
Filing time
22 Mar 2022, 10:55:08 UTC
Next filing
12 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $42,600 +10,000 +51% $4.26 29,500 08 Mar 2021 Direct
transaction GWRS Common Stock Disposed to Issuer $170,600 -10,000 -34% $17.06 19,500 08 Mar 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Appreciation Right Options Exercise $0 -10,000 -29% $0.000000 25,000 08 Mar 2021 Common Stock 10,000 $4.26 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 50,000 shares of stock appreciation rights on February 10, 2015. The stock appreciation rights vest over four years, 25% per year.