Jason Thuneman - Mar 8, 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Signature
/s/ Shelley Kitts, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Mar 8, 2021
Transactions value $
-$128,000
Form type
4
Date filed
3/22/2022, 10:55 AM
Next filing
May 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $42.6K +10K +51.28% $4.26 29.5K Mar 8, 2021 Direct
transaction GWRS Common Stock Disposed to Issuer -$171K -10K -33.9% $17.06 19.5K Mar 8, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Appreciation Right Options Exercise $0 -10K -28.57% $0.00 25K Mar 8, 2021 Common Stock 10K $4.26 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 50,000 shares of stock appreciation rights on February 10, 2015. The stock appreciation rights vest over four years, 25% per year.