Jonathan C. Corwin - 30 Dec 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Reporting relationship: Vice President
Issuer ticker: GWRS
Reported as of: 30 Dec 2021
Net transaction value: -$4,574
SEC form: 4
Accepted by SEC: 04 Jan 2022, 17:10:15 UTC
Prior SEC filing: 01 Dec 2021
Next SEC filing: 02 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ Shelley Kitts, attorney-in-fact

Key filing fact

Jonathan C. Corwin filed Form 4 for Global Water Resources, Inc. (GWRS) on 04 Jan 2022.

Key facts

This page summarizes Jonathan C. Corwin's Form 4 filing for Global Water Resources, Inc. (GWRS).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 04 Jan 2022, 17:10.

Change

Previous filing in this sequence was filed on 01 Dec 2021.
Current net transaction value: -$4,574.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GWRS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +52
Change %: +0.27%
Price: $0.000000
Shares after: 19,235
Date: 30 Dec 2021
Ownership: Direct
Footnotes: F1

GWRS transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +219
Change %: +1.1%
Price: $0.000000
Shares after: 19,454
Date: 30 Dec 2021
Ownership: Direct
Footnotes: F2

GWRS transaction

Common Stock

Disposed to Issuer

Transaction value: $4,574
Shares: -271
Change %: -1.4%
Price: $16.88
Shares after: 19,183
Date: 30 Dec 2021
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GWRS transaction Derivative

Restricted Stock Units

Award

Transaction value: $0
Shares: +1
Change %: +0.21%
Price: $0.000000
Shares after: 469
Date: 30 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1
Exercise price
Footnotes: F1, F4, F5

GWRS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -52
Change %: -11%
Price: $0.000000
Shares after: 417
Date: 30 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 52
Exercise price
Footnotes: F1, F5, F6

GWRS transaction Derivative

Phantom Stock Unit

Options Exercise

Transaction value: $0
Shares: -219
Change %: -39%
Price: $0.000000
Shares after: 342
Date: 30 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 219
Exercise price
Footnotes: F2, F5, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each restricted stock unit ("RSU") is the economic equivalent to one share of common stock of Global Water Resources, Inc. ("the Company").

Footnote F2

Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Footnote F3

The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021.

Footnote F4

The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

Footnote F5

The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

Footnote F6

The RSUs are exercisable at time of vesting and do not have a set expiration date.

Footnote F7

The PSUs are exercisable at time of vesting and do not have a set expiration date.