John Carroll Lenderking - Sep 30, 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
SVP, Water Resources
Signature
/s/ Shelley Kitts, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Sep 30, 2021
Transactions value $
-$1,869
Form type
4
Date filed
10/4/2021, 06:20 PM
Previous filing
Sep 2, 2021
Next filing
Nov 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $0 +100 +0.74% $0.00 13.6K Sep 30, 2021 Direct F1
transaction GWRS Common Stock Options Exercise -$1.87K -100 -0.74% $18.69 13.5K Sep 30, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Restricted Stock Units Award $0 +2 +0.21% $0.00 972 Sep 30, 2021 Common Stock 2 Direct F1, F3
transaction GWRS Restricted Stock Units Options Exercise $0 -100 -10.29% $0.00 872 Sep 30, 2021 Common Stock 100 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
F2 The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021.
F3 The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
F4 The RSUs are exercisable at time of vesting and do not have a set expiration date.