Michael J. Liebman - Aug 13, 2021 Form 4/A - Amendment Insider Report for Global Water Resources, Inc. (GWRS)

Role
CFO and Corporate Secretary
Signature
/s/ Shelley Kitts, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Aug 13, 2021
Transactions value $
-$113,045
Form type
4/A - Amendment
Date filed
10/1/2021, 06:13 PM
Date Of Original Report
Aug 17, 2021
Previous filing
Aug 3, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $235K +25K +36.1% $9.40 94.2K Aug 13, 2021 Direct
transaction GWRS Common Stock Tax liability -$348K -17K -18.08% $20.43 77.2K Aug 13, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Option (Right to Buy) Options Exercise $0 -25K -25.51% $0.00 73K Aug 13, 2021 Common Stock 25K $9.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amended to include 5,534 shares withheld to satisfy tax withholding obligation.
F2 Includes 22,123 shares of restricted stock which will vest on May 8, 2022
F3 The reporting person was originally granted 100,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021.