John Carroll Lenderking - Feb 4, 2020 Form 3/A - Amendment Insider Report for Global Water Resources, Inc. (GWRS)

Role
SVP, Water Resources
Signature
/s/ Joanne Ellsworth, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Feb 4, 2020
Transactions value $
$0
Form type
3/A - Amendment
Date filed
8/17/2021, 05:57 PM
Date Of Original Report
Feb 4, 2020
Next filing
May 12, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GWRS Stock Appreciation Right Feb 4, 2020 Common Stock 24.8K $8.99 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year.
F2 Due to a clerical error, the price was originally reported as $9.40.