John Carroll Lenderking - 13 Aug 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
SVP, Water Resources
Signature
/s/ Joanne Ellsworth, attorney-in-fact
Issuer symbol
GWRS
Transactions as of
13 Aug 2021
Net transactions value
-$188,760
Form type
4
Filing time
17 Aug 2021, 17:56:03 UTC
Previous filing
03 Aug 2021
Next filing
02 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $148,335 +16,500 +122% $8.99 30,000 13 Aug 2021 Direct
transaction GWRS Common Stock Disposed to Issuer $337,095 -16,500 -55% $20.43 13,500 13 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Appreciation Right Options Exercise $0 -16,500 -67% $0.000000 8,250 13 Aug 2021 Common Stock 16,500 $8.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares represent restricted stock previously awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.
F2 The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year.