John Carroll Lenderking - Aug 13, 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Role
SVP, Water Resources
Signature
/s/ Joanne Ellsworth, attorney-in-fact
Stock symbol
GWRS
Transactions as of
Aug 13, 2021
Transactions value $
-$188,760
Form type
4
Date filed
8/17/2021, 05:56 PM
Previous filing
Aug 3, 2021
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWRS Common Stock Options Exercise $148K +16.5K +122.22% $8.99 30K Aug 13, 2021 Direct
transaction GWRS Common Stock Disposed to Issuer -$337K -16.5K -55% $20.43 13.5K Aug 13, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GWRS Stock Appreciation Right Options Exercise $0 -16.5K -66.67% $0.00 8.25K Aug 13, 2021 Common Stock 16.5K $8.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares represent restricted stock previously awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024.
F2 The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year.