Andrea Anigati Kramer - 08 May 2023 Form 3/A - Amendment Insider Report for Hamilton Lane INC (HLNE)

Role
Chief Operating Officer, 10%+ Owner
Signature
/s/ Lauren Platko, attorney-in-fact
Issuer symbol
HLNE
Transactions as of
08 May 2023
Net transactions value
$0
Form type
3/A - Amendment
Filing time
09 Aug 2023, 16:20:30 UTC
Date Of Original Report
16 May 2023
Next filing
11 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HLNE Class A Common Stock 52,745 08 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HLNE Performance Stock 08 May 2023 Class A Common Stock 13,044 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 3 inadvertently reported 13,044 shares of unvested performance stock as vested Class A common stock.
F2 Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.

Remarks:

The reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A Common Stock.