Atul Varma - Mar 14, 2023 Form 4 Insider Report for Hamilton Lane INC (HLNE)

Role
Chief Financial Officer
Signature
/s/ Lauren Platko, attorney-in-fact
Stock symbol
HLNE
Transactions as of
Mar 14, 2023
Transactions value $
-$25,924
Form type
4
Date filed
3/16/2023, 04:08 PM
Previous filing
Sep 20, 2022
Next filing
Aug 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLNE Class A Common Stock Award $5.32K +105 +1.66% $50.67 6.43K Sep 30, 2022 Direct F1
transaction HLNE Class A Common Stock Award $2.17K +40 +0.62% $54.30 6.47K Dec 30, 2022 Direct F1
transaction HLNE Class A Common Stock Tax liability -$33.4K -516 -7.97% $64.76 5.96K Mar 14, 2023 Direct F2
transaction HLNE Class A Common Stock Award $0 +3.13K +52.49% $0.00 9.08K Mar 14, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HLNE Performance Stock 6.52K Mar 14, 2023 Class A Common Stock 6.52K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
F2 Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards.
F3 Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments.
F4 Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029.