Charles N. Funk Under Power - 13 Feb 2026 Form 4 Insider Report for MidWestOne Financial Group, Inc. (MOFG)

Role
Director
Signature
Kenneth R. Urmie, Deputy Corporate Secretary, for Charles N. Funk under Power of Attorney dated April 27, 2023
Issuer symbol
MOFG
Transactions as of
13 Feb 2026
Net transactions value
$0
Form type
4
Filing time
17 Feb 2026, 10:41:38 UTC
Previous filing
01 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Funk Charles N Director 102 S. CLINTON STREET, P.O. BOX 1700, IOWA CITY Kenneth R. Urmie, Deputy Corporate Secretary, for Charles N. Funk under Power of Attorney dated April 27, 2023 17 Feb 2026 0001430014

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOFG Common Stock Disposed to Issuer -137,217 -100% 0 13 Feb 2026 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Charles N. Funk Under Power is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On February 13, 2026 (the Effective Time), pursuant to the terms of the Agreement and Plan of Merger (the Merger Agreement) dated as of October 23, 2025, by and between MidWestOne Financial Group, Inc. (MOFG) and Nicolet Bankshares, Inc. (NIC), MOFG merged with and into NIC (the Merger). Defined terms not otherwise defined herein shall have the meaning set forth in the Merger Agreement.
F2 Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding share of MOFG Common Stock was canceled and converted into the right to receive 0.3175 of a share of NIC Common Stock (the Merger Consideration).
F3 Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MOFG RSU Award was fully vested, canceled and converted into the right to receive a number of shares of NIC Common Stock equal to the product of (i) the number of shares of MOFG Common Stock subject to such MOFG RSU Award immediately prior to the Effective Time multiplied by (ii) the Exchange Ratio, less any applicable withholding taxes.
F4 The reporting person moved 7,742.153 shares that were previously held in the reporting person's account from within the MidWestOne Financial Group, Inc. 401(k) Plan to his shares held in a joint taxable account at a broker. These moved shares had been increased to that number by 148.836 shares since the date of the reporting person's previous Form filing due to dividend reinvestment while in the 401(k) account.