J. Michael Evans - 18 Mar 2026 Form 3 Insider Report for Alibaba Group Holding Ltd (BABA)

Role
President, Director
Signature
/s/ Kevin Jinwei Zhang, as Attorney-in-Fact for J. Michael Evans
Issuer symbol
BABA
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 08:28:28 UTC
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
EVANS J. MICHAEL President, Director 26/F TOWER ONE, TIMES SQUARE, 1 MATHESON STREET, CAUSEWAY BAY, HONG KONG, HONG KONG /s/ Kevin Jinwei Zhang, as Attorney-in-Fact for J. Michael Evans 18 Mar 2026 0001428339

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 12,000 Direct F1, F2
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 80,000 Direct F2, F3
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 640,000 Direct F2, F4
holding BABA Restricted Shares Units 18 Mar 2026 Ordinary Shares 32,000 Direct F2, F5
holding BABA Option (right to buy) 18 Mar 2026 Ordinary Shares 8,000,000 Direct F6, F7
holding BABA Option (right to buy) 18 Mar 2026 Ordinary Shares 1,200,000 Direct F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of American Depository Shares ("ADSs") that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement.
F2 Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs in this award.
F3 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in full on Apr 1, 2026, subject to the terms and conditions of the underlying award agreement.
F4 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs, that vests in two equal annual installments beginning on April 1, 2025, subject to the terms and conditions of the underlying award agreement.
F5 Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on April 1, 2024, subject to the terms and conditions of the underlying award agreement.
F6 Reflects an option award granted in the form of ADSs that is fully vested. This amount represents the ordinary shares underlying the ADSs in this award.
F7 The exercise price of this option is US$79.96 per ADS.
F8 Reflects an option award granted in the form of ADSs that vests in two equal annual installments beginning on April 1, 2025. This amount represents the ordinary shares underlying the ADSs in this award.
F9 The exercise price of this option is US$84.60 per ADS.