Key facts
- This page summarizes Scott J. Ulm's Form 4 filing for Armour Residential REIT, Inc. (ARR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 May 2022, 17:21.
Scott J. Ulm - 23 May 2022 Form 4 Insider Report for Armour Residential REIT, Inc. (ARR)
- Reporting relationship
- Co-CEO, Director
- Issuer ticker
- ARR
- Reported as of
- 23 May 2022
- Net transaction value
- -$54,359
- SEC form
- 4
- Accepted by SEC
- 25 May 2022, 17:21:22 UTC
- Prior SEC filing
- 25 Feb 2022
- Next SEC filing
- 25 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Scott J. Ulm
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Scott J. Ulm filed Form 4 for Armour Residential REIT, Inc. (ARR) on 25 May 2022.
Change
- Previous filing in this sequence was filed on 25 Feb 2022.
- Current net transaction value: -$54,359.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ARR
transaction
Common Stock, par value $0.001 per share
Options Exercise
- Transaction value
- $0
- Shares
- +18,540
- Change %
- +10%
- Price
- $0.000000
- Shares after
- 203,499
- Date
- 23 May 2022
- Ownership
- Direct
- Footnotes
- F1
ARR
transaction
Common Stock, par value $0.001 per share
Disposed to Issuer
- Transaction value
- $54,359
- Shares
- -7,416
- Change %
- -3.6%
- Price
- $7.33
- Shares after
- 196,083
- Date
- 23 May 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ARR
transaction
Derivative
Phantom Stock
Options Exercise
- Transaction value
- $0
- Shares
- -18,540
- Change %
- -8.4%
- Price
- $0.000000
- Shares after
- 201,130
- Date
- 23 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,540
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On May 23, 2022, the reporting person elected to convert 11,124 of the 18,540 shares shares of vested phantom stock into 11,124 shares of ARMOUR common stock. The reporting person elected to convert the remaining 7,416 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 18,540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020, phantom stock vesting over a two-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on May 19, 2020, and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021.
Footnote F2
Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.