| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Dow De'Ana | Director | C/O BAKKT HOLDINGS, INC., 10000 AVALON BOULEVARD, SUITE 1000, ALPHARETTA | /s/ Marc D'Annunzio Attorney-in-Fact for De'Ana Dow | 15 May 2025 | 0001424020 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BKKT | Class A Common Stock | Sale | $247,530 | -19,200 | -46% | $12.89 | 22,728 | 14 May 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.79 to $13.295, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F2 | Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |