Todd McElhatton - 30 Sep 2024 Form 4 Insider Report for ZUORA INC

Role: Chief Financial Officer
Signature: /s/ Erika Ward as attorney-in-fact for Todd McElhatton
Issuer symbol: N/A
Transactions as of: 30 Sep 2024
Net transactions value: $0
Form type: 4
Filing time: 02 Oct 2024, 18:09:20 UTC
Previous filing: 12 Jul 2024
Next filing: 03 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+18,750	+6%	$0.000000	329,372	30 Sep 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+20,833	+6.3%	$0.000000	350,205	30 Sep 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+25,000	+7.1%	$0.000000	375,205	30 Sep 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+6,466	+1.7%	$0.000000	381,671	30 Sep 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+27,083	+7.1%	$0.000000	408,754	30 Sep 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-18,750	-33%	$0.000000	37,500	30 Sep 2024	Class A Common Stock	18,750		Direct	F1, F2, F3
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-20,833	-33%	$0.000000	41,667	30 Sep 2024	Class A Common Stock	20,833		Direct	F1, F3, F4
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-25,000	-14%	$0.000000	150,000	30 Sep 2024	Class A Common Stock	25,000		Direct	F1, F3, F5
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-6,466	-33%	$0.000000	12,931	30 Sep 2024	Class A Common Stock	6,466		Direct	F1, F3, F6
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-27,083	-9.1%	$0.000000	270,834	30 Sep 2024	Class A Common Stock	27,083		Direct	F1, F3, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
F2	The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F3	RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
F4	The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F5	The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F6	The RSUs vest over two years, with 1/8 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F7	The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2024, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.