Robert J. Traube - 30 Jun 2024 Form 4 Insider Report for ZUORA INC

Role: Chief Revenue Officer
Signature: /s/ Erika Ward as attorney-in-fact for Robert J. Traube
Issuer symbol: N/A
Transactions as of: 30 Jun 2024
Net transactions value: $0
Form type: 4
Filing time: 02 Jul 2024, 16:23:13 UTC
Previous filing: 19 Apr 2024
Next filing: 03 Jul 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+18,750	+93%	$0.000000	38,878	30 Jun 2024	Direct	F1
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+20,834	+54%	$0.000000	59,712	30 Jun 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+27,083	+45%	$0.000000	86,795	30 Jun 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+26,937	+31%	$0.000000	113,732	30 Jun 2024	Direct
transaction	ZUO	Class A Common Stock	Options Exercise	$0	+25,000	+22%	$0.000000	138,732	30 Jun 2024	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-18,750	-25%	$0.000000	56,250	30 Jun 2024	Class A Common Stock	18,750		Direct	F2, F3, F4
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-20,834	-25%	$0.000000	62,500	30 Jun 2024	Class A Common Stock	20,834		Direct	F2, F4, F5
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-27,083	-12%	$0.000000	189,584	30 Jun 2024	Class A Common Stock	27,083		Direct	F2, F4, F6
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-26,937	-25%	$0.000000	80,821	30 Jun 2024	Class A Common Stock	26,937		Direct	F2, F4, F7
transaction	ZUO	Restricted Stock Units (RSU)(Class A)	Options Exercise	$0	-25,000	-8.3%	$0.000000	275,000	30 Jun 2024	Class A Common Stock	25,000		Direct	F2, F4, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 2,581 shares of Class A Common Stock acquired on June 14, 2024, pursuant to Zuora's employee stock purchase plan.
F2	Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
F3	The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F4	RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
F5	The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F6	The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F7	The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F8	The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2024, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.