Robert J. Traube - 31 Dec 2023 Form 4 Insider Report for ZUORA INC

Role
Chief Revenue Officer
Signature
/s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube
Issuer symbol
N/A
Transactions as of
31 Dec 2023
Net transactions value
$0
Form type
4
Filing time
03 Jan 2024, 19:12:22 UTC
Previous filing
10 Oct 2023
Next filing
04 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUO Class A Common Stock Options Exercise $0 +6,250 +100% $0.000000 12,504 31 Dec 2023 Direct F1, F2
transaction ZUO Class A Common Stock Options Exercise $0 +18,750 +150% $0.000000 31,254 31 Dec 2023 Direct F1
transaction ZUO Class A Common Stock Options Exercise $0 +20,833 +67% $0.000000 52,087 31 Dec 2023 Direct F1
transaction ZUO Class A Common Stock Options Exercise $0 +27,084 +52% $0.000000 79,171 31 Dec 2023 Direct F1
transaction ZUO Class A Common Stock Options Exercise $0 +26,940 +34% $0.000000 106,111 31 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -6,250 -50% $0.000000 6,250 31 Dec 2023 Class A Common Stock 6,250 Direct F1, F3, F4, F5
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -18,750 -17% $0.000000 93,750 31 Dec 2023 Class A Common Stock 18,750 Direct F1, F3, F5, F6
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -20,833 -17% $0.000000 104,167 31 Dec 2023 Class A Common Stock 20,833 Direct F1, F3, F5, F7
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -27,084 -10% $0.000000 243,750 31 Dec 2023 Class A Common Stock 27,084 Direct F1, F3, F5, F8
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -26,940 -17% $0.000000 134,698 31 Dec 2023 Class A Common Stock 26,940 Direct F1, F3, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents the vesting of restricted stock units ("RSUs") held by the Reporting Person on the Transaction Date. No RSUs were sold by the Reporting Person on this date.
F2 Includes 1,625 shares of Class A Common Stock acquired on December 14, 2023, pursuant to Zuora's employee stock purchase plan.
F3 Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
F4 The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F5 RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
F6 The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F7 The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F8 The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F9 The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.