Robert J. Traube - Dec 31, 2023 Form 4 Insider Report for ZUORA INC (ZUO)

Role
Chief Revenue Officer
Signature
/s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube
Stock symbol
ZUO
Transactions as of
Dec 31, 2023
Transactions value $
$0
Form type
4
Date filed
1/3/2024, 07:12 PM
Previous filing
Oct 10, 2023
Next filing
Jan 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUO Class A Common Stock Options Exercise $0 +6.25K +99.94% $0.00 12.5K Dec 31, 2023 Direct F1, F2
transaction ZUO Class A Common Stock Options Exercise $0 +18.8K +149.95% $0.00 31.3K Dec 31, 2023 Direct F1
transaction ZUO Class A Common Stock Options Exercise $0 +20.8K +66.66% $0.00 52.1K Dec 31, 2023 Direct F1
transaction ZUO Class A Common Stock Options Exercise $0 +27.1K +52% $0.00 79.2K Dec 31, 2023 Direct F1
transaction ZUO Class A Common Stock Options Exercise $0 +26.9K +34.03% $0.00 106K Dec 31, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -6.25K -50% $0.00 6.25K Dec 31, 2023 Class A Common Stock 6.25K Direct F1, F3, F4, F5
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -18.8K -16.67% $0.00 93.8K Dec 31, 2023 Class A Common Stock 18.8K Direct F1, F3, F5, F6
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -20.8K -16.67% $0.00 104K Dec 31, 2023 Class A Common Stock 20.8K Direct F1, F3, F5, F7
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -27.1K -10% $0.00 244K Dec 31, 2023 Class A Common Stock 27.1K Direct F1, F3, F5, F8
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -26.9K -16.67% $0.00 135K Dec 31, 2023 Class A Common Stock 26.9K Direct F1, F3, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents the vesting of restricted stock units ("RSUs") held by the Reporting Person on the Transaction Date. No RSUs were sold by the Reporting Person on this date.
F2 Includes 1,625 shares of Class A Common Stock acquired on December 14, 2023, pursuant to Zuora's employee stock purchase plan.
F3 Each RSU represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
F4 The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F5 RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
F6 The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F7 The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F8 The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F9 The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.