| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +6.25K | +135.02% | $0.00 | 10.9K | Sep 30, 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +6.25K | +57.45% | $0.00 | 17.1K | Sep 30, 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +18.8K | +109.46% | $0.00 | 35.9K | Sep 30, 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +20.8K | +58.07% | $0.00 | 56.7K | Sep 30, 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +27.1K | +47.75% | $0.00 | 83.8K | Sep 30, 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +26.9K | +32.15% | $0.00 | 111K | Sep 30, 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +50K | +45.15% | $0.00 | 161K | Sep 30, 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -6.25K | -100% | $0.00* | 0 | Sep 30, 2023 | Class A Common Stock | 6.25K | Direct | F2, F3, F4 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -6.25K | -33.33% | $0.00 | 12.5K | Sep 30, 2023 | Class A Common Stock | 6.25K | Direct | F2, F4, F5 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -18.8K | -14.29% | $0.00 | 113K | Sep 30, 2023 | Class A Common Stock | 18.8K | Direct | F2, F4, F6 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -20.8K | -14.29% | $0.00 | 125K | Sep 30, 2023 | Class A Common Stock | 20.8K | Direct | F2, F4, F7 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -27.1K | -9.09% | $0.00 | 271K | Sep 30, 2023 | Class A Common Stock | 27.1K | Direct | F2, F4, F8 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -26.9K | -14.29% | $0.00 | 162K | Sep 30, 2023 | Class A Common Stock | 26.9K | Direct | F2, F4, F9 | |
| transaction | ZUO | Performance Stock Units (PSU)(Class A) | Award | $0 | +50K | $0.00 | 50K | Sep 7, 2023 | Class A Common Stock | 50K | Direct | F10, F11, F12 | ||
| transaction | ZUO | Performance Stock Units (PSU)(Class A) | Options Exercise | $0 | -50K | -100% | $0.00* | 0 | Sep 30, 2023 | Class A Common Stock | 50K | Direct | F1, F10, F11, F12 |
| Id | Content |
|---|---|
| F1 | Vesting of PSUs earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors. |
| F2 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. |
| F3 | The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F4 | RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. |
| F5 | The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F6 | The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F7 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F8 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F9 | The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F10 | Each performance stock unit ("PSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. |
| F11 | The PSUs shall vest on September 30, 2023, so long as the Reporting Person continues to provide services to Zuora through such vesting date. |
| F12 | PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. |