| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +6,250 | +135% | $0.000000 | 10,879 | 30 Sep 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +6,250 | +57% | $0.000000 | 17,129 | 30 Sep 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +18,750 | +109% | $0.000000 | 35,879 | 30 Sep 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +20,834 | +58% | $0.000000 | 56,713 | 30 Sep 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +27,083 | +48% | $0.000000 | 83,796 | 30 Sep 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +26,940 | +32% | $0.000000 | 110,736 | 30 Sep 2023 | Direct | |
| transaction | ZUO | Class A Common Stock | Options Exercise | $0 | +50,000 | +45% | $0.000000 | 160,736 | 30 Sep 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -6,250 | -100% | $0.000000* | 0 | 30 Sep 2023 | Class A Common Stock | 6,250 | Direct | F2, F3, F4 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -6,250 | -33% | $0.000000 | 12,500 | 30 Sep 2023 | Class A Common Stock | 6,250 | Direct | F2, F4, F5 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -18,750 | -14% | $0.000000 | 112,500 | 30 Sep 2023 | Class A Common Stock | 18,750 | Direct | F2, F4, F6 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -20,834 | -14% | $0.000000 | 125,000 | 30 Sep 2023 | Class A Common Stock | 20,834 | Direct | F2, F4, F7 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -27,083 | -9.1% | $0.000000 | 270,834 | 30 Sep 2023 | Class A Common Stock | 27,083 | Direct | F2, F4, F8 | |
| transaction | ZUO | Restricted Stock Units (RSU)(Class A) | Options Exercise | $0 | -26,940 | -14% | $0.000000 | 161,638 | 30 Sep 2023 | Class A Common Stock | 26,940 | Direct | F2, F4, F9 | |
| transaction | ZUO | Performance Stock Units (PSU)(Class A) | Award | $0 | +50,000 | $0.000000 | 50,000 | 07 Sep 2023 | Class A Common Stock | 50,000 | Direct | F10, F11, F12 | ||
| transaction | ZUO | Performance Stock Units (PSU)(Class A) | Options Exercise | $0 | -50,000 | -100% | $0.000000* | 0 | 30 Sep 2023 | Class A Common Stock | 50,000 | Direct | F1, F10, F11, F12 |
| Id | Content |
|---|---|
| F1 | Vesting of PSUs earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors. |
| F2 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. |
| F3 | The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F4 | RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. |
| F5 | The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F6 | The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F7 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F8 | The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F9 | The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date. |
| F10 | Each performance stock unit ("PSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration. |
| F11 | The PSUs shall vest on September 30, 2023, so long as the Reporting Person continues to provide services to Zuora through such vesting date. |
| F12 | PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date. |