Robert J. Traube - 07 Sep 2023 Form 4 Insider Report for ZUORA INC

Signature
/s/ Sylvia Lexington as attorney-in-fact for Robert J. Traube
Issuer symbol
N/A
Transactions as of
07 Sep 2023
Net transactions value
$0
Form type
4
Filing time
03 Oct 2023, 21:54:15 UTC
Previous filing
11 Jul 2023
Next filing
13 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZUO Class A Common Stock Options Exercise $0 +6,250 +135% $0.000000 10,879 30 Sep 2023 Direct
transaction ZUO Class A Common Stock Options Exercise $0 +6,250 +57% $0.000000 17,129 30 Sep 2023 Direct
transaction ZUO Class A Common Stock Options Exercise $0 +18,750 +109% $0.000000 35,879 30 Sep 2023 Direct
transaction ZUO Class A Common Stock Options Exercise $0 +20,834 +58% $0.000000 56,713 30 Sep 2023 Direct
transaction ZUO Class A Common Stock Options Exercise $0 +27,083 +48% $0.000000 83,796 30 Sep 2023 Direct
transaction ZUO Class A Common Stock Options Exercise $0 +26,940 +32% $0.000000 110,736 30 Sep 2023 Direct
transaction ZUO Class A Common Stock Options Exercise $0 +50,000 +45% $0.000000 160,736 30 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -6,250 -100% $0.000000* 0 30 Sep 2023 Class A Common Stock 6,250 Direct F2, F3, F4
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -6,250 -33% $0.000000 12,500 30 Sep 2023 Class A Common Stock 6,250 Direct F2, F4, F5
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -18,750 -14% $0.000000 112,500 30 Sep 2023 Class A Common Stock 18,750 Direct F2, F4, F6
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -20,834 -14% $0.000000 125,000 30 Sep 2023 Class A Common Stock 20,834 Direct F2, F4, F7
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -27,083 -9.1% $0.000000 270,834 30 Sep 2023 Class A Common Stock 27,083 Direct F2, F4, F8
transaction ZUO Restricted Stock Units (RSU)(Class A) Options Exercise $0 -26,940 -14% $0.000000 161,638 30 Sep 2023 Class A Common Stock 26,940 Direct F2, F4, F9
transaction ZUO Performance Stock Units (PSU)(Class A) Award $0 +50,000 $0.000000 50,000 07 Sep 2023 Class A Common Stock 50,000 Direct F10, F11, F12
transaction ZUO Performance Stock Units (PSU)(Class A) Options Exercise $0 -50,000 -100% $0.000000* 0 30 Sep 2023 Class A Common Stock 50,000 Direct F1, F10, F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of PSUs earned by the Reporting Person on September 7, 2023, as determined by the Compensation Committee of Zuora's Board of Directors.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
F3 The RSUs vest over four years, with 1/4 of the shares underlying the initial award vesting on September 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F4 RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
F5 The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F6 The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021, and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F7 The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2022, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F8 The RSUs vest over three years, with 1/12 of the shares underlying the initial award vesting on June 30, 2023, and the remaining shares vesting as to 1/12 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F9 The RSUs vest over two years, with 1/8 of the shares underlying the award vesting on June 30, 2023, and the remaining shares vesting as to 1/8 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to Zuora through each vesting date.
F10 Each performance stock unit ("PSU") represents a contingent right to receive one share of Zuora's Class A Common Stock upon vesting for no consideration.
F11 The PSUs shall vest on September 30, 2023, so long as the Reporting Person continues to provide services to Zuora through such vesting date.
F12 PSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.