Capital World Investors - Aug 11, 2023 Form 3/A - Amendment Insider Report for DIEBOLD NIXDORF, Inc (DBD)

Role
10%+ Owner
Signature
Erik Vayntrub, Senior Vice President and Senior Counsel, Fund Business Management Group, Capital Research and Management Company
Stock symbol
DBD
Transactions as of
Aug 11, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
10/24/2023, 11:24 AM
Date Of Original Report
Aug 21, 2023
Next filing
Oct 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DBD Common Stock 343K Aug 11, 2023 See footnotes 1,2,3 F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 amendment is being filed to correct the original Form 3 filed on August 21, 2023. The original Form 3 inadvertently excluded (i) 4 shares from the number of shares reported in Table I; and (ii) 65,342 shares from the number of shares reported in Footnote(2) of the original Form 3 with respect to which Capital World Investors ("CWI") has voting and investment control but no pecuniary interest. Please see Footnote (2) for a continuation of this Footnote (1) due to a character limit.
F2 Due to a character limit, Footnote (2) is a continuation of Footnote (1). On March 23, 2023, certain CWI investment advisory clients ("CWI Clients") entered into a trade to acquire certain debt of the Issuer from a third party. The trade remained outstanding at the time of the Issuer's emergence from bankruptcy on August 11, 2023 and remains outstanding as of October 24, 2023. Pursuant to the Second Amended Joint Prepackaged Chapter 11 Plan of Reorganization of the Issuer and certain of its subsidiaries which became effective on August 11, 2023, shares of Common Stock were issued to the Seller in exchange for the acquired debt; as such, the CWI Clients are entitled to receive 65,342 Common Shares from the seller in settlement of the trade, which should have been included in the number of shares reflected in Footnote (2) of the original Form 3 over which CWI has voting and investment control but no pecuniary interest.
F3 CWI is a division of Capital Research and Management Company, as well as its investment management subsidiaries and affiliates Capital Bank and Trust Company, Capital International, Inc., Capital International Limited, Capital International Sarl, Capital International K.K., Capital Group Private Client Services, Inc., and Capital Group Investment Management Private Limited. CWI's divisions of each of the aforementioned investment management entities collectively provide investment management services under the name "Capital World Investors." CWI is the investment adviser to certain investment advisory clients or discretionary accounts which hold the 343,198 shares of Common Stock reported in this Form 3. CWI also has voting and investment control with respect to 12,233,578 shares of Common Stock held by other CWI investment advisory clients but has no pecuniary interest in such shares of Common Stock; accordingly, such shares are not included in this Form 3.