Thomas J. Heckman - 05 May 2023 Form 3 Insider Report for AMERICAN NOBLE GAS, INC.

Role
CEO & CFO, 10%+ Owner
Signature
Thomas J. Heckman
Issuer symbol
N/A
Transactions as of
05 May 2023
Net transactions value
$0
Form type
3
Filing time
09 May 2023, 11:09:36 UTC
Previous filing
06 Jan 2022
Next filing
02 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMNI Common Stock 2,500,000 05 May 2023 Direct
holding AMNI Common Stock 449,306 05 May 2023 Through Ozark Capital, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMNI Stock Option 05 May 2023 Common stock 500,000 $0.5000 Direct
holding AMNI Stock Option 05 May 2023 Common stock 2,000 $3.00 Direct
holding AMNI Warrant to purchase common stock 05 May 2023 Common stock 256,410 $0.0500 Through Ozark Capital, LLC F1
holding AMNI Warrant to purchase common stock 05 May 2023 Common stock 5,000,000 $0.0500 Through Ozark Capital, LLC F1
holding AMNI Series A Convertible Preferred Stock 05 May 2023 Common stock 347,188 $0.0500 Through Ozark Capital, LLC F1, F2
holding AMNI Series B Convertible Preferred Stock 05 May 2023 Common stock 5,000,000 $0.0500 Through Ozark Capital, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting Person controls and owns Ozark Capital, LLC which is the owner of these shares and/or warrants.
F2 The Company's Series A and B Convertible Preferred Stock has no expiration or redemption date.