Sherif Foda - 13 Sep 2021 Form 4 Insider Report for Energy Recovery, Inc. (ERII)

Role
Director
Signature
/s/ William Yeung, Attorney-in-fact for Sherif Foda
Issuer symbol
ERII
Transactions as of
13 Sep 2021
Net transactions value
-$64,984
Form type
4
Filing time
15 Sep 2021, 18:39:26 UTC
Previous filing
10 Jun 2021
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ERII Common Stock Options Exercise $55,838 +5,595 +116% $9.98 10,407 13 Sep 2021 Direct
transaction ERII Common Stock Sale $120,822 -5,595 -54% $21.59 4,812 13 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ERII Stock Option (Right to Buy) Options Exercise $0 -5,595 -42% $0.000000 7,818 13 Sep 2021 Common Stock 5,595 $9.98 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This figure is the weighted average sales price of multiple trades ranging from $21.50 to $21.70 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F2 This stock option was granted on June 13, 2019. All of the options are fully vested and exercisable.