Danilo D'Alessandro - 20 Aug 2021 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Signature
Richard F. Mattern, by Power of Attorney for Danilo D'Alessandro
Issuer symbol
CLPT
Transactions as of
20 Aug 2021
Net transactions value
$0
Form type
4
Filing time
23 Aug 2021, 16:08:22 UTC
Next filing
01 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLPT Common Stock Award $0 +5,875 +18% $0.000000 38,423 20 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLPT Stock Options (right to buy) Award $0 +11,750 $0.000000 11,750 20 Aug 2021 Common Stock 11,750 $16.71 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2 The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.