Peter G. Piferi - 20 Aug 2021 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Role: Chief Operating Officer
Signature: /s/ Richard F. Mattern, by Power of Attorney for Peter G. Piferi
Issuer symbol: CLPT
Transactions as of: 20 Aug 2021
Net transactions value: $0
Form type: 4
Filing time: 23 Aug 2021, 16:08:03 UTC
Previous filing: 20 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CLPT	Common Stock	Award	$0	+2,203	+3.3%	$0.000000	68,739	20 Aug 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLPT	Stock Options (right to buy)	Award	$0	+4,406		$0.000000	4,406	20 Aug 2021	Common Stock	4,406	$16.71	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2	The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.