Peter G. Piferi - 23 Jul 2021 Form 4 Insider Report for ClearPoint Neuro, Inc. (CLPT)

Signature
/s/ Richard F. Mattern, by Power of Attorney for Peter G. Piferi
Issuer symbol
CLPT
Transactions as of
23 Jul 2021
Net transactions value
-$31.48
Form type
4
Filing time
04 Aug 2021, 20:30:27 UTC
Previous filing
13 Jul 2021
Next filing
17 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLPT Common Stock Options Exercise $10,177 +3,141 +8.5% $3.24 40,085 23 Jul 2021 Direct
transaction CLPT Common Stock Options Exercise $15,490 +4,464 +11% $3.47 44,549 23 Jul 2021 Direct
transaction CLPT Common Stock Options Exercise $52,000 +20,000 +45% $2.60 64,549 23 Jul 2021 Direct
transaction CLPT Common Stock Tax liability $77,698 -3,856 -6% $20.15 60,693 23 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLPT Stock Options (right to buy) Options Exercise $0 -3,141 -20% $0.000000 12,565 23 Jul 2021 Common Stock 3,141 $3.24 Direct
transaction CLPT Stock Options (right to buy) Options Exercise $0 -4,464 -20% $0.000000 17,857 23 Jul 2021 Common Stock 4,464 $3.47 Direct
transaction CLPT Stock Options (right to buy) Options Exercise $0 -20,000 -100% $0.000000* 0 23 Jul 2021 Common Stock 20,000 $2.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.