Mark Caplan - 21 Nov 2025 Form 3/A - Amendment Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Mark Caplan, by Gerrie Lenn Boonstra as Attorney in Fact
Issuer symbol
CBNK
Transactions as of
21 Nov 2025
Net transactions value
$0
Form type
3/A - Amendment
Filing time
03 Mar 2026, 19:24:42 UTC
Date Of Original Report
24 Nov 2025
Next filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Caplan Mark Director 2275 RESEARCH BLVD, SUITE 600, ROCKVILLE /s/ Mark Caplan, by Gerrie Lenn Boonstra as Attorney in Fact 03 Mar 2026 0001572562

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CBNK Common Stock 138,690 21 Nov 2025 Direct
holding CBNK Common Stock 15,000 21 Nov 2025 By Mark M. Caplan & Linda W. Caplan U/T
holding CBNK Common Stock 45,000 21 Nov 2025 By Mark M. Caplan Roth IRA
holding CBNK Common Stock 30,000 21 Nov 2025 By Mark M. Caplan IMA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CBNK Stock Options 21 Nov 2025 Common Stock 0 $13.89 Direct F1, F2
holding CBNK Stock Options 21 Nov 2025 Common Stock 450 $26.41 Direct F1, F3
holding CBNK Stock Options 21 Nov 2025 Common Stock 1,131 $23.54 Direct F1, F4
holding CBNK Stock Options 21 Nov 2025 Common Stock 2,800 $24.20 Direct F1
holding CBNK Stock Options 21 Nov 2025 Common Stock 3,000 $30.51 Direct F1
holding CBNK Restricted Stock Units 21 Nov 2025 Common Stock 811 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2 This amendment is being filed to reflect 0 stock options outstanding that were granted to the Reporting Person on 12/31/2020. The original Form 3 filing inadvertently included these stock options in the listing of Derivative Securities Beneficially Owned.
F3 This amendment is being filed to reflect 450 stock options outstanding that were granted to the Reporting Person on 12/31/2021. The original Form 3 filing inadvertently included 1,800 stock options in the listing of Derivative Securities Beneficially Owned.
F4 This amendment is being filed to reflect 1,131 stock options outstanding that were granted to the Reporting Person on 1/1/2023. The original Form 3 filing inadvertently included 2,265 stock options in the listing of Derivative Securities Beneficially Owned.
F5 The Restricted Stock Unit will vest on 3/3/2026.
F6 Each Restricted Stock Unit represents the right to receive one share of common stock.