Kathy Yamada - 17 Nov 2023 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
EVP & Chief Credit Officer
Signature
/s/ Connie Egan, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
17 Nov 2023
Net transactions value
-$6,858
Form type
4
Filing time
21 Nov 2023, 09:55:38 UTC
Previous filing
04 Jan 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $170,700 +15,000 +33% $11.38 60,562 17 Nov 2023 Direct
transaction CBNK Common Stock Tax liability $177,558 -8,790 -15% $20.20 51,772 17 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $0 -15,000 -100% $0.000000* 0 17 Nov 2023 Common Stock 15,000 $11.38 Direct F1
holding CBNK Stock Options 10,000 17 Nov 2023 Common Stock 10,000 $14.54 Direct F1
holding CBNK Stock Options 6,900 17 Nov 2023 Common Stock 6,900 $13.89 Direct F1
holding CBNK Stock Options 4,970 17 Nov 2023 Common Stock 4,970 $26.41 Direct F1
holding CBNK Stock Options 3,785 17 Nov 2023 Common Stock 3,785 $23.54 Direct F1
holding CBNK Restricted Stock Units 1,666 17 Nov 2023 Common Stock 1,666 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2 The Restricted Stock Units convert into common stock on a one-for-one basis.
F3 The Restricted Stock Units vest in three equal annual installments beginning on 1/1/22.