James F. Whalen - Dec 6, 2022 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Stock symbol
CBNK
Transactions as of
Dec 6, 2022
Transactions value $
$178,272
Form type
4
Date filed
12/7/2022, 03:54 PM
Previous filing
Jan 3, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $178K +14.4K +95.85% $12.38 29.4K Dec 6, 2022 Direct
holding CBNK Common Stock 58.4K Dec 6, 2022 By Millennium Trust Company, LLC FBO James Whalen
holding CBNK Common Stock 240K Dec 6, 2022 By Whalen Family, LLC
holding CBNK Common Stock 615K Dec 6, 2022 By James F. Whalen Revocable Trust
holding CBNK Common Stock 2.82K Dec 6, 2022 By NMW Investments LLC
holding CBNK Common Stock 2.82K Dec 6, 2022 By KAW Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $0 -14.4K -100% $0.00* 0 Dec 6, 2022 Common Stock 14.4K $12.38 Direct F1
holding CBNK Stock Options 2.75K Dec 6, 2022 Common Stock 2.75K $26.41 Direct F1
holding CBNK Stock Options 11.3K Dec 6, 2022 Common Stock 11.3K $11.38 Direct F1
holding CBNK Stock Options 7K Dec 6, 2022 Common Stock 7K $14.54 Direct F1
holding CBNK Stock Options 5K Dec 6, 2022 Common Stock 5K $13.89 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.