Kathy Yamada - 31 Dec 2021 Form 5 Insider Report for Capital Bancorp Inc (CBNK)

Role
EVP & Chief Credit Officer
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 14:28:48 UTC
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $102,000 +12,000 +41% $8.50 41,281 06 Dec 2021 Direct
transaction CBNK Common Stock Tax liability $0 -3,784 -9.2% $0.000000 37,497 06 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $102,000 -12,000 -100% $8.50 0 06 Dec 2021 Common Stock 12,000 $8.50 Direct F1
transaction CBNK Stock Options Award $0 +4,970 $0.000000 4,970 31 Dec 2021 Common Stock 4,970 $26.41 Direct F1
holding CBNK Stock Options 12,000 31 Dec 2021 Common Stock 12,000 $12.38 Direct F1
holding CBNK Stock Options 15,000 31 Dec 2021 Common Stock 15,000 $11.38 Direct F1
holding CBNK Stock Options 10,000 31 Dec 2021 Common Stock 10,000 $14.54 Direct F1
holding CBNK Stock Options 6,900 31 Dec 2021 Common Stock 6,900 $13.89 Direct F1
holding CBNK Restricted Stock Units 5,000 31 Dec 2021 Common Stock 5,000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2 The Restricted Stock Units convert into common stock on a one-for-one basis.
F3 Each Restricted Stock Unit represents the right to receive one share of common stock. The Restricted Stock Units will vest in three equal annual installments beginning 01/01/2022.