James F. Whalen - 29 Nov 2021 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
29 Nov 2021
Net transactions value
$0
Form type
4
Filing time
30 Nov 2021, 11:47:54 UTC
Previous filing
03 Jun 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $89,896 +10,576 +162% $8.50 17,091 29 Nov 2021 Direct
transaction CBNK Common Stock Tax liability $0 -3,393 -20% $0.000000 13,698 29 Nov 2021 Direct
holding CBNK Common Stock 614,754 29 Nov 2021 By James F. Whalen Revocable Trust
holding CBNK Common Stock 58,400 29 Nov 2021 By Millennium Trust Company, LLC FBO James Whalen
holding CBNK Common Stock 240,409 29 Nov 2021 By Whalen Family, LLC
holding CBNK Common Stock 2,821 29 Nov 2021 By NMW Investments LLC
holding CBNK Common Stock 2,821 29 Nov 2021 By KAW Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $89,896 -10,576 -100% $8.50 0 29 Nov 2021 Common Stock 10,576 $8.50 Direct F1
holding CBNK Stock Options 14,400 29 Nov 2021 Common Stock 14,400 $12.38 Direct F1
holding CBNK Stock Options 11,250 29 Nov 2021 Common Stock 11,250 $11.38 Direct F1
holding CBNK Stock Options 7,000 29 Nov 2021 Common Stock 7,000 $14.54 Direct F1
holding CBNK Stock Options 5,000 29 Nov 2021 Common Stock 5,000 $13.89 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.