Alan W. Jackson - 15 Nov 2021 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Executive VP and CFO
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
15 Nov 2021
Net transactions value
-$15,124
Form type
4
Filing time
16 Nov 2021, 12:53:44 UTC
Previous filing
18 Oct 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $36,985 +3,250 +11% $11.38 32,253 15 Nov 2021 Direct
transaction CBNK Common Stock Tax liability $15,124 -1,329 -4.1% $11.38 30,924 15 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $36,985 -3,250 -28% $11.38 8,250 15 Nov 2021 Common Stock 3,250 $11.38 Direct F1
holding CBNK Stock Options 4,000 15 Nov 2021 Common Stock 4,000 $12.38 Direct F1
holding CBNK Stock Options 12,000 15 Nov 2021 Common Stock 12,000 $14.54 Direct F1
holding CBNK Stock Options 7,800 15 Nov 2021 Common Stock 7,800 $13.89 Direct F1
holding CBNK Restricted Stock Units 5,000 15 Nov 2021 Common Stock 5,000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2 The Restricted Stock Units convert into common stock on a one-for-one basis.
F3 The Restricted Stock Units vest in four equal annual installments beginning on 12/31/19.