Edward F. Barry - 29 Oct 2021 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Chief Executive Officer, Director
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
29 Oct 2021
Net transactions value
$0
Form type
4
Filing time
02 Nov 2021, 12:44:53 UTC
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $170,000 +20,000 +33% $8.50 80,544 29 Oct 2021 Direct
transaction CBNK Common Stock Tax liability $0 -7,394 -9.2% $0.000000 73,150 29 Oct 2021 Direct
holding CBNK Common Stock 220,004 29 Oct 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $170,000 -20,000 -100% $8.50 0 29 Oct 2021 Common Stock 20,000 $8.50 Direct F1
holding CBNK Stock Options 20,000 29 Oct 2021 Common Stock 20,000 $12.38 Direct F1
holding CBNK Stock Options 20,000 29 Oct 2021 Common Stock 20,000 $11.41 Direct F1
holding CBNK Stock Options 20,000 29 Oct 2021 Common Stock 20,000 $14.89 Direct F1
holding CBNK Stock Options 20,000 29 Oct 2021 Common Stock 20,000 $13.93 Direct F1
holding CBNK Restricted Stock Units 19,405 29 Oct 2021 Common Stock 19,405 Direct F2, F3
holding CBNK Restricted Stock Units 11,142 29 Oct 2021 Common Stock 11,142 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.
F2 The Restricted Stock Units convert into common stock on a one-for-one basis.
F3 The Restricted Stock Unit will vest in three equal annual installments beginning 02/15/22.
F4 The Restricted Stock Unit will vest in three equal annual installments beginning 02/14/21.