Joshua Bernstein - May 7, 2021 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Stock symbol
CBNK
Transactions as of
May 7, 2021
Transactions value $
-$788,199
Form type
4
Date filed
5/10/2021, 09:34 AM
Next filing
May 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Sale -$788K -35.5K -38.17% $22.20 57.5K May 7, 2021 Direct F1
holding CBNK Common Stock 324K May 7, 2021 By Norman Bernstein
holding CBNK Common Stock 204K May 7, 2021 By SandBern Ventures, LLC
holding CBNK Common Stock 303K May 7, 2021 By Bernstein Fund Limited Partnership

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CBNK Stock Options 2.6K May 7, 2021 Common Stock 2.6K $8.50 Direct F2
holding CBNK Stock Options 9.6K May 7, 2021 Common Stock 9.6K $12.38 Direct F2
holding CBNK Stock Options 9K May 7, 2021 Common Stock 9K $11.38 Direct F2
holding CBNK Stock Options 7K May 7, 2021 Common Stock 7K $14.54 Direct F2
holding CBNK Stock Options 3.75K May 7, 2021 Common Stock 3.75K $13.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $22.150 to $22.265. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.