| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KDP | Common Stock | Options Exercise | $0 | +179K | +6.6% | $0.00 | 2.89M | Jan 16, 2024 | Direct | F1 |
| transaction | KDP | Common Stock | Tax liability | -$2.1M | -65.9K | -2.28% | $31.83 | 2.82M | Jan 16, 2024 | Direct | F2 |
| holding | KDP | Common Stock | 1M | Jan 16, 2024 | By GRAT |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KDP | Restricted Stock Unit | Options Exercise | $0 | -179K | -70.82% | $0.00 | 73.8K | Jan 16, 2024 | Common Stock | 179K | Direct | F1, F3 |
| Id | Content |
|---|---|
| F1 | Reflects the settlement of vested restricted stock units ("RSUs") and performance-based RSUs into common stock on a one-for-one basis. |
| F2 | Shares withheld for payment of applicable taxes upon settlement of the RSUs described herein in accordance with Rule 16b-3. |
| F3 | Reflects a grant of 868,056 restricted stock units made on September 15, 2020, which was amended on December 7, 2020. 25% of such award vested in three equal annual installments beginning on January 15, 2022. The remaining 75% was subject to certain performance-based vesting conditions. The 179,037 shares represent 71,615 time-based RSUs and 107,422 performance-based RSUs, each of which vested on January 15, 2023 and settled on January 16, 2024. All remaining performance-based RSUs were forfeited for no value. The remaining 73,785 time-based RSUs vested on January 15, 2024 and will settle on January 15, 2025. |