Anna-Marie Crowley - Nov 9, 2022 Form 3 Insider Report for Avaya Holdings Corp. (AVYA)

Signature
/s/ Danielle Bagatta, as attorney in fact for Anna-Marie Crowley
Stock symbol
AVYA
Transactions as of
Nov 9, 2022
Transactions value $
$0
Form type
3
Date filed
11/17/2022, 07:55 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AVYA Common Stock, par value $0.01 per share 1.35K Nov 9, 2022 Direct F1
holding AVYA Common Stock - Restricted Stock Units 12.1K Nov 9, 2022 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award and shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This amount does not include any fractional shares acquired through the ESPP.
F2 Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. These RSUs were granted on December 3, 2020, November 30, 2021, and March 1, 2022 pursuant to the 2019 Avaya Holdings Corp. Equity Incentive Plan.
F3 These securities consist of (i) 552 shares of Common Stock that vested pursuant to certain RSU awards on August 15, 2022 and November 15, 2022, which have not, as of yet, been distributed due to Avaya's delay in filing its Form 10-Q for the fiscal quarter ended June 30, 2022, and (ii) 11,553 RSUs which have not, as of yet, vested in accordance with their terms.

Remarks:

Exhibit 24- Power of Attorney