Nicholas R. Farrell - 02 Dec 2023 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Signature
/s/ Veronica L. McCarthy, Attorney-in-Fact for Nicholas R. Farrell
Issuer symbol
HI
Transactions as of
02 Dec 2023
Net transactions value
-$50,960
Form type
4
Filing time
05 Dec 2023, 16:19:15 UTC
Previous filing
03 Oct 2023
Next filing
08 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HI Common Stock Options Exercise $0 +1,537 +4.7% $0.000000 34,127 03 Dec 2023 Direct F1
transaction HI Common Stock Tax liability $25,813 -659 -1.9% $39.17 33,468 03 Dec 2023 Direct
transaction HI Common Stock Options Exercise $0 +1,498 +4.5% $0.000000 34,966 02 Dec 2023 Direct F1
transaction HI Common Stock Tax liability $25,147 -642 -1.8% $39.17 34,324 02 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award 12/3/2020) Options Exercise $0 -1,537 -100% $0.000000* 0 03 Dec 2023 Common Stock 1,537 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award 12/2/2021) Options Exercise $0 -1,498 -50% $0.000000 1,503 02 Dec 2023 Common Stock 1,498 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1
F2 Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
F3 Restricted Stock Units scheduled to vest one-third on 12/3/2021, one-third on 12/3/2022, and one-third on 12/3/2023.
F4 Restricted Stock Units scheduled to vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024.

Remarks:

Senior Vice President, General Counsel, Secretary and Chief Compliance Officer