Nicholas R. Farrell - Dec 2, 2023 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Role
Sr. VP, GC & Secretary
Signature
/s/ Veronica L. McCarthy, Attorney-in-Fact for Nicholas R. Farrell
Stock symbol
HI
Transactions as of
Dec 2, 2023
Transactions value $
-$50,960
Form type
4
Date filed
12/5/2023, 04:19 PM
Previous filing
Oct 3, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HI Common Stock Options Exercise $0 +1.54K +4.72% $0.00 34.1K Dec 3, 2023 Direct F1
transaction HI Common Stock Tax liability -$25.8K -659 -1.93% $39.17 33.5K Dec 3, 2023 Direct
transaction HI Common Stock Options Exercise $0 +1.5K +4.48% $0.00 35K Dec 2, 2023 Direct F1
transaction HI Common Stock Tax liability -$25.1K -642 -1.84% $39.17 34.3K Dec 2, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award 12/3/2020) Options Exercise $0 -1.54K -100% $0.00* 0 Dec 3, 2023 Common Stock 1.54K Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award 12/2/2021) Options Exercise $0 -1.5K -49.92% $0.00 1.5K Dec 2, 2023 Common Stock 1.5K Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1
F2 Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
F3 Restricted Stock Units scheduled to vest one-third on 12/3/2021, one-third on 12/3/2022, and one-third on 12/3/2023.
F4 Restricted Stock Units scheduled to vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024.

Remarks:

Senior Vice President, General Counsel, Secretary and Chief Compliance Officer