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Signature
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/s/ Weilyn Wood, Attorney-in-Fact
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Issuer symbol
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CFLT
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Transactions as of
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09 Sep 2025
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Transactions value $
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-$3,041,020
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Form type
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4
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Filing time
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11 Sep 2025, 19:00:05 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Narkhede Neha |
Director |
C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW |
/s/ Weilyn Wood, Attorney-in-Fact |
11 Sep 2025 |
0001869216 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CFLT |
Class A Common Stock |
Conversion of derivative security |
|
+153K |
+536.62% |
|
182K |
09 Sep 2025 |
Direct |
F1 |
| transaction |
CFLT |
Class A Common Stock |
Sale |
-$3.04M |
-153K |
-84.29% |
$19.85 |
28.5K |
09 Sep 2025 |
Direct |
F2 |
| holding |
CFLT |
Class A Common Stock |
|
|
|
|
|
1.79K |
09 Sep 2025 |
By Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CFLT |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-153K |
-20.06% |
$0.00 |
611K |
09 Sep 2025 |
Class B Common Stock |
153K |
$2.24 |
Direct |
F3 |
| transaction |
CFLT |
Class B Common Stock |
Options Exercise |
$0 |
+153K |
+14.14% |
$0.00 |
1.24M |
09 Sep 2025 |
Class A Common Stock |
153K |
|
Direct |
F1 |
| transaction |
CFLT |
Class B Common Stock |
Conversion of derivative security |
$0 |
-153K |
-12.39% |
$0.00 |
1.08M |
09 Sep 2025 |
Class A Common Stock |
153K |
|
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: