-
Signature
-
/s/ Weilyn Wood, Attorney-in-Fact
-
Issuer symbol
-
CFLT
-
Transactions as of
-
09 Sep 2025
-
Net transactions value
-
-$3,041,020
-
Form type
-
4
-
Filing time
-
11 Sep 2025, 19:00:05 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Narkhede Neha |
Director |
C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW |
/s/ Weilyn Wood, Attorney-in-Fact |
11 Sep 2025 |
0001869216 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CFLT |
Class A Common Stock |
Conversion of derivative security |
|
+153,200 |
+537% |
|
181,749 |
09 Sep 2025 |
Direct |
F1 |
| transaction |
CFLT |
Class A Common Stock |
Sale |
$3,041,020 |
-153,200 |
-84% |
$19.85 |
28,549 |
09 Sep 2025 |
Direct |
F2 |
| holding |
CFLT |
Class A Common Stock |
|
|
|
|
|
1,787 |
09 Sep 2025 |
By Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CFLT |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-153,200 |
-20% |
$0.000000 |
610,602 |
09 Sep 2025 |
Class B Common Stock |
153,200 |
$2.24 |
Direct |
F3 |
| transaction |
CFLT |
Class B Common Stock |
Options Exercise |
$0 |
+153,200 |
+14% |
$0.000000 |
1,236,929 |
09 Sep 2025 |
Class A Common Stock |
153,200 |
|
Direct |
F1 |
| transaction |
CFLT |
Class B Common Stock |
Conversion of derivative security |
$0 |
-153,200 |
-12% |
$0.000000 |
1,083,729 |
09 Sep 2025 |
Class A Common Stock |
153,200 |
|
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: