Neha Narkhede - 09 Sep 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Director
Signature
/s/ Weilyn Wood, Attorney-in-Fact
Issuer symbol
CFLT
Transactions as of
09 Sep 2025
Transactions value $
-$3,041,020
Form type
4
Filing time
11 Sep 2025, 19:00:05 UTC
Previous filing
12 Jun 2025
Next filing
31 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Narkhede Neha Director C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW /s/ Weilyn Wood, Attorney-in-Fact 11 Sep 2025 0001869216

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Conversion of derivative security +153K +536.62% 182K 09 Sep 2025 Direct F1
transaction CFLT Class A Common Stock Sale -$3.04M -153K -84.29% $19.85 28.5K 09 Sep 2025 Direct F2
holding CFLT Class A Common Stock 1.79K 09 Sep 2025 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CFLT Stock Option (Right to Buy) Options Exercise $0 -153K -20.06% $0.00 611K 09 Sep 2025 Class B Common Stock 153K $2.24 Direct F3
transaction CFLT Class B Common Stock Options Exercise $0 +153K +14.14% $0.00 1.24M 09 Sep 2025 Class A Common Stock 153K Direct F1
transaction CFLT Class B Common Stock Conversion of derivative security $0 -153K -12.39% $0.00 1.08M 09 Sep 2025 Class A Common Stock 153K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2 Shares sold pursuant to a 10b5-1 plan adopted September 13, 2024.
F3 Fully vested.