Kiran Kumar Choudary - 03 Sep 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
Chief Financial Officer
Signature
/s/ Larry Guo, Attorney-in-Fact
Issuer symbol
RBRK
Transactions as of
03 Sep 2025
Transactions value $
-$308,910
Form type
4
Date filed
04 Sep 2025, 17:30
Previous filing
21 Aug 2025
Next filing
18 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Choudary Kiran Kumar Chief Financial Officer C/O RUBRIK INC., 3495 DEER CREEK ROAD, PALO ALTO /s/ Larry Guo, Attorney-in-Fact 2025-09-04 0002020220

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security $0 +2K +0.39% $0.00 519K 03 Sep 2025 Direct
transaction RBRK Class A Common Stock Sale -$309K -3.5K -0.67% $88.26 516K 03 Sep 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Stock Option (Right to Buy) Options Exercise $0 -2K -3.1% $0.00 62.5K 03 Sep 2025 Class B Common Stock 2K $7.99 Direct F2
transaction RBRK Class B Common Stock Options Exercise $0 +2K $0.00 2K 03 Sep 2025 Class A Common Stock 2K Direct F3
transaction RBRK Class B Common Stock Conversion of derivative security $0 -2K -100% $0.00 0 03 Sep 2025 Class A Common Stock 2K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted January 15, 2025.
F2 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.
F3 Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.