Yuen Wupen - 26 Aug 2025 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Signature
/s/ Jae Kim as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
26 Aug 2025
Transactions value $
-$817,914
Form type
4
Filing time
28 Aug 2025, 21:31:26 UTC
Previous filing
26 Aug 2025
Next filing
18 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wupen Yuen PRESIDENT, CLOUD & NETWORKING C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim as Attorney-in-Fact 28 Aug 2025 0001489550

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale -$408K -3.28K -3.04% $124.39 105K 26 Aug 2025 Direct F1
transaction LITE Common Stock Sale -$410K -3.28K -3.14% $124.86 101K 27 Aug 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.