Loren A. Unterseher - 21 Aug 2025 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Loren A. Unterseher
Issuer symbol
SKYT
Transactions as of
21 Aug 2025
Net transactions value
-$6,667,440
Form type
4
Filing time
25 Aug 2025, 16:51:03 UTC
Previous filing
18 Aug 2025
Next filing
28 Aug 2025

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Unterseher Loren A Director, 10%+ Owner 4450 EXCELSIOR BLVD, SUITE 440, MINNEAPOLIS /s/ Loren A. Unterseher 25 Aug 2025 0001741560
CMI Oxbow Partners, LLC Director, 10%+ Owner 4450 EXCELSIOR BOULEVARD, SUITE 440, MINNEAPOLIS /s/ Loren A. Unterseher 25 Aug 2025 0001857392
Oxbow Industries, LLC Director, 10%+ Owner 4450 EXCELSIOR BOULEVARD, SUITE 440, MINNEAPOLIS /s/ Loren A. Unterseher 25 Aug 2025 0001857514

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Sale $424,013 -37,979 -0.4% $11.16 9,453,640 21 Aug 2025 Direct F1, F2
transaction SKYT Common Stock Sale $3,365,398 -292,628 -3.1% $11.50 9,161,012 22 Aug 2025 Direct F2, F3
transaction SKYT Common Stock Sale $2,878,030 -243,484 -2.7% $11.82 8,917,528 25 Aug 2025 Direct F2, F4
holding SKYT Common Stock 3 21 Aug 2025 Direct F5
holding SKYT Common Stock 23,713 21 Aug 2025 Direct F6
holding SKYT Common Stock 2,480,746 21 Aug 2025 By 2023 grantor retained annuity trust
holding SKYT Common Stock 230,580 21 Aug 2025 By trust for benefit of son
holding SKYT Common Stock 230,580 21 Aug 2025 By trust for benefit of son
holding SKYT Common Stock 230,579 21 Aug 2025 By trust for benefit of daughter
holding SKYT Common Stock 230,579 21 Aug 2025 By trust for benefit of daughter
holding SKYT Common Stock 52,317 21 Aug 2025 By spouse
holding SKYT Common Stock 531,283 21 Aug 2025 By family irrevocable trust
holding SKYT Common Stock 1,229,864 21 Aug 2025 By 2024 grantor retained annuity trust
holding SKYT Common Stock 2 21 Aug 2025 By revocable trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 37,979 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 21, 2025 with sale prices ranging from $11.00 to $11.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Reflects the weighted average price of 292,628 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 22, 2025 with sale prices ranging from $11.00 to $11.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Reflects the weighted average price of 243,484 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on August 25, 2025 with sale prices ranging from $11.55 to $12.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Oxbow directly holds the shares reported in Column 5.
F6 Shares owned directly by Mr. Unterseher.