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Signature
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/s/ Jae Kim as Attorney-in-Fact
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Issuer symbol
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LITE
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Transactions as of
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15 Aug 2025
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Net transactions value
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-$332,179
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Form type
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4
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Filing time
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19 Aug 2025, 17:34:49 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Wupen Yuen |
PRESIDENT, CLOUD & NETWORKING |
C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE |
/s/ Jae Kim as Attorney-in-Fact |
19 Aug 2025 |
0001489550 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
LITE |
Common Stock |
Tax liability |
$294,284 |
-2,540 |
-3.2% |
$115.86 |
76,777 |
15 Aug 2025 |
Direct |
F1 |
| transaction |
LITE |
Common Stock |
Sale |
$12,383 |
-109 |
-0.14% |
$113.61 |
76,668 |
15 Aug 2025 |
Direct |
F2 |
| transaction |
LITE |
Common Stock |
Sale |
$12,693 |
-109 |
-0.14% |
$116.45 |
76,559 |
18 Aug 2025 |
Direct |
F2 |
| transaction |
LITE |
Common Stock |
Sale |
$12,818 |
-109 |
-0.14% |
$117.60 |
76,450 |
19 Aug 2025 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: