THOMAS M. SIEBEL - 01 Aug 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Andrew Thomases, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
01 Aug 2025
Net transactions value
-$7,650,720
Form type
4
Filing time
05 Aug 2025, 17:50:11 UTC
Previous filing
22 Jul 2025
Next filing
14 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SIEBEL THOMAS M CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY /s/ Andrew Thomases, Attorney-in-Fact 05 Aug 2025 0001031530

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Award $0 +40,125 $0.000000 40,125 01 Aug 2025 Direct
transaction AI Class A Common Stock Options Exercise +53,125 +132% 93,250 01 Aug 2025 Direct F1
transaction AI Class A Common Stock Options Exercise +283,333 +304% 376,583 02 Aug 2025 Direct F2
transaction AI Class A Common Stock Options Exercise +283,333 +75% 659,916 03 Aug 2025 Direct F2
transaction AI Class A Common Stock Sale $7,650,720 -336,000 -51% $22.77 323,916 04 Aug 2025 Direct F3, F4
transaction AI Class A Common Stock Gift $0 -323,916 -100% $0.000000 0 04 Aug 2025 Direct
transaction AI Class A Common Stock Gift $0 +323,916 +10% $0.000000 3,551,250 04 Aug 2025 See Footnote F5
holding AI Class A Common Stock 9,216 01 Aug 2025 See Footnote F6
holding AI Class A Common Stock 170,294 01 Aug 2025 See Footnote F7
holding AI Class A Common Stock 72,695 01 Aug 2025 See Footnote F8
holding AI Class A Common Stock 1,237,115 01 Aug 2025 See Footnote F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -53,125 -25% $0.000000 159,375 01 Aug 2025 Class A Common Stock 53,125 Direct F1, F10
transaction AI Performance Restricted Stock Units Options Exercise $0 -283,333 -25% $0.000000 850,001 02 Aug 2025 Class A Common Stock 283,333 Direct F2
transaction AI Performance Restricted Stock Units Options Exercise $0 -283,333 -33% $0.000000 566,668 03 Aug 2025 Class A Common Stock 283,333 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.
F3 Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs and PRSUs reported herein.
F4 The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.595 to $23.015, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F6 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F7 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F8 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F9 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F10 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.