Tyson E. Marshall - 01 Aug 2025 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role
GENERAL COUNSEL & CORP. SEC.
Signature
/s/ Tyson E. Marshall
Issuer symbol
ATEC
Transactions as of
01 Aug 2025
Net transactions value
-$424,200
Form type
4
Filing time
05 Aug 2025, 17:07:29 UTC
Previous filing
14 Jul 2025
Next filing
21 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Marshall Tyson Eliot GENERAL COUNSEL & CORP. SEC. C/O ALPHATEC SPINE, INC., 1950 CAMINO VIDA ROBLE, CARLSBAD /s/ Tyson E. Marshall 05 Aug 2025 0001666669

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Sale $154,536 -12,878 -2.7% $12.00 456,423 01 Aug 2025 Direct F1, F2
transaction ATEC Common Stock Sale $147,471 -9,924 -2.2% $14.86 446,499 05 Aug 2025 Direct F3
transaction ATEC Common Stock Sale $122,193 -8,168 -1.8% $14.96 438,331 05 Aug 2025 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $14.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.56 to $15.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.