KPCB XVI Associates, LLC - 29 Jul 2025 Form 3 Insider Report for Ambiq Micro, Inc. (AMBQ)

Role
10%+ Owner
Signature
/s/ Susan Biglieri, Chief Financial Officer
Issuer symbol
AMBQ
Transactions as of
29 Jul 2025
Transactions value $
$0
Form type
3
Filing time
29 Jul 2025, 19:45:10 UTC
Next filing
31 Jul 2025

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
KPCB XVI Associates, LLC 10%+ Owner C/O KLEINER PERKINS CAUFIELD & BYERS, 2750 SAND HILL ROAD, MENLO PARK /s/ Susan Biglieri, Chief Financial Officer 29 Jul 2025 0001611734
Kleiner Perkins Caufield & Byers XVI, LLC 10%+ Owner C/O KLEINER PERKINS CAUFIELD & BYERS, 2750 SAND HILL ROAD, MENLO PARK /s/ Susan Biglieri, Chief Financial Officer 29 Jul 2025 0001611731

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMBQ Common Stock 424K 29 Jul 2025 By: KPCB Holdings, Inc., as nominee F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMBQ Series C Convertible Preferred Stock 29 Jul 2025 Common Stock 748K By: KPCB Holdings, Inc., as nominee F1, F3, F4
holding AMBQ Series D Convertible Preferred Stock 29 Jul 2025 Common Stock 99K By: KPCB Holdings, Inc., as nominee F1, F3, F5
holding AMBQ Series E Convertible Preferred Stock 29 Jul 2025 Common Stock 23.3K By: KPCB Holdings, Inc., as nominee F1, F6, F7
holding AMBQ Series F Convertible Preferred Stock 29 Jul 2025 Common Stock 195K By: KPCB Holdings, Inc., as nominee F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of such individuals and entities. The managing member of Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI") and KPCB XVI Founders Fund, LLC ("KPCB XVI Founders") is KPCB XVI Associates, LLC ("KPCB XVI Associates"). L. John Doerr, Beth Seidenberg, Randy Komisar, Theodore E. Schlein, and Wen Hsieh, the managing members of KPCB XVI Associates, exercise shared voting and dispositive control over the shares held by KPCB XVI and KPCB XVI Founders. Such managing members disclaim beneficial ownership of all shares held by KPCB XVI and KPCB XVI Founders except to the extent of their pecuniary interest therein.
F2 Consists of 409,998 shares of Common Stock held by KPCB XVI and 14,035 shares held by KPCB XVI Founders.
F3 The Series C Convertible Preferred Stock and Series D Convertible Preferred Stock are convertible on a one-for-one basis into Common Stock at any time at the Reporting Person's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.
F4 Consists of 723,286 shares of Common Stock issuable upon the conversion of Series C Convertible Preferred Stock held by KPCB XVI and 24,760 shares held by KPCB XVI Founders.
F5 Consists of 95,683 shares of Common Stock issuable upon the conversion of Series D Convertible Preferred Stock held by KPCB XVI and 3,275 shares held by KPCB XVI Founders,
F6 The Series E Convertible Preferred Stock is convertible into Common Stock at any time at the Reporting Person's election and will convert automatically immediately prior to the closing of the Issuer's initial public offering and has no expiration date. 22,594 outstanding shares of Series E Convertible Preferred Stock will automatically convert into 23,294 shares of Common Stock, immediately prior to the closing of the Issuer's initial public offering.
F7 Consists of 22,523 shares of Common Stock issuable upon the conversion of Series E Convertible Preferred Stock held by KPCB XVI and 771 shares held by KPCB XVI Founders.
F8 The Series F Convertible Preferred Stock is convertible into Common Stock at any time at the Reporting Person's election and will convert automatically immediately prior to the closing of the Issuer's initial public offering and has no expiration date. 171,064 outstanding shares of Series F Convertible Preferred Stock shall automatically convert into 194,618 shares of Common Stock, immediately prior to the closing of the Issuer's initial public offering.
F9 Consists of 188,177 shares of Common Stock issuable upon the conversion of Series F Convertible Preferred stock held by KPCB XVI and 6,441 shares held by KPCB XVI Founders.