Daniel R. Lee - 23 Jul 2025 Form 4 Insider Report for FULL HOUSE RESORTS INC (FLL)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: FLL
Reported as of: 23 Jul 2025
Net transaction value: +$874,950
SEC form: 4
Accepted by SEC: 24 Jul 2025, 17:00:45 UTC
Prior SEC filing: 17 Jun 2025
Next SEC filing: 27 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Lewis A. Fanger, Attorney-in-Fact

Key filing fact

Daniel R. Lee filed Form 4 for FULL HOUSE RESORTS INC (FLL) on 24 Jul 2025.

Key facts

This page summarizes Daniel R. Lee's Form 4 filing for FULL HOUSE RESORTS INC (FLL).
3 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 24 Jul 2025, 17:00.

Change

Previous filing in this sequence was filed on 17 Jun 2025.
Current net transaction value: +$874,950.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001209589 Primary reporting owner

LEE DANIEL R

Relationship: Chief Executive Officer, Director
Address: C/O FULL HOUSE RESORTS, INC., 1980 FESTIVAL PLAZA DRIVE, SUITE 680, LAS VEGAS
Signature: /s/ Lewis A. Fanger, Attorney-in-Fact
Signature date: 24 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLL transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value: $874,950
Shares: +184,200
Change %: +17%
Price: $4.75
Shares after: 1,260,918
Date: 23 Jul 2025
Ownership: Direct
Footnotes: F1

FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 145,735
Date: 23 Jul 2025
Ownership: By trust

FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 317,145
Date: 23 Jul 2025
Ownership: By subtrust

FLL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 15,926
Date: 23 Jul 2025
Ownership: As custodian for daughter

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLL transaction Derivative

Put Option (obligation to purchase)

Exercise of in-the-money or at-the-money derivative security

Transaction value: $0
Shares: -184,200
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 23 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 184,200
Exercise price: $4.75
Footnotes: F1

FLL transaction Derivative

Call Option (right to buy)

Expiration of short derivative position

Transaction value: $0
Shares: -184,200
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 23 Jul 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 184,200
Exercise price: $4.75
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

In a private transaction dated June 13, 2025, Mr. Lee purchased 92,100 shares of common stock of Full House Resorts, Inc. (the "Company") directly and 184,200 shares of the Company's common stock indirectly through a subtrust for the benefit of Mr. Lee's children, both at a purchase price of $4.75 per share, and obtained a call option to purchase 184,200 additional shares of the Company's common stock at that same price. The call option expires on June 13, 2026. Seller also had the right to cause Mr. Lee to purchase the additional 184,200 shares at that same price if the closing price of the Company's common stock as reported by NASDAQ was at a price per share of $4.75 or greater on any day prior to June 13, 2026. On July 23, 2025, Seller exercised the right to cause Mr. Lee to purchase the additional 184,200 shares, and Mr. Lee purchased such shares pursuant to the obligation to purchase. There are no further shares related to the right to buy or obligation to purchase.