Yuen Wupen - 20 Jul 2025 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Signature
/s/ Jae Kim as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
20 Jul 2025
Net transactions value
-$99,394
Form type
4
Filing time
22 Jul 2025, 17:54:39 UTC
Previous filing
19 May 2025
Next filing
25 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Wupen Yuen PRESIDENT, CLOUD & NETWORKING C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim as Attorney-in-Fact 22 Jul 2025 0001489550

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Tax liability $45,181 -442 -0.55% $102.22 80,566 20 Jul 2025 Direct F1
transaction LITE Common Stock Sale $26,986 -264 -0.33% $102.22 80,302 21 Jul 2025 Direct F2
transaction LITE Common Stock Sale $27,226 -264 -0.33% $103.13 80,038 22 Jul 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.
F2 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.