Stephen Howell - Jul 1, 2025 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)

Role
COO
Signature
/s/ Tanya McGill, Attorney-in-Fact for Stephen Howell
Stock symbol
RIOT
Transactions as of
Jul 1, 2025
Transactions value $
-$229,288
Form type
4
Date filed
7/3/2025, 04:30 PM
Previous filing
Jul 3, 2024

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Howell Stephen Mitchell Jr. COO CASTLE ROCK /s/ Tanya McGill, Attorney-in-Fact for Stephen Howell 2025-07-03 0002025334
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIOT Common Stock Tax liability -$229K -20.3K -2.47% $11.27 803K Jul 1, 2025 Direct F1
transaction RIOT Common Stock Award $0 +222K +27.63% $0.00 1.02M Jul 1, 2025 Direct F2
transaction RIOT Common Stock Award $0 +444K +43.3% $0.00 1.47M Jul 1, 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.
F2 Represents the award of service-based restricted shares under the Issuer's Long-Term Incentive Program ("LTIP"). These shares are eligible to vest, if at all, in three approximately equal tranches as of January 1, 2026, January 1, 2027, and January 1, 2028, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
F3 Represents an award of performance-based restricted shares under the LTIP at the maximum achievable amount of up to 200% of the award target amount of 221,827 shares. Such shares are eligible to vest, if at all, at the end of the three-year performance period from January 1, 2025 through December 31, 2027, upon certification by the Compensation and Human Resources Committee, and subject to the Reporting Persons continued service with the Issuer through January 1, 2028.