ALAN S. LOWE - 26 Jun 2025 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Director
Signature
/s/ Jae Kim as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
26 Jun 2025
Net transactions value
-$1,869,400
Form type
4
Filing time
27 Jun 2025, 17:32:53 UTC
Previous filing
20 Jun 2025
Next filing
23 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LOWE ALAN S Director C/O LUMENTUM HOLDINGS INC., 1001 RIDDER PARK DRIVE, SAN JOSE /s/ Jae Kim as Attorney-in-Fact 27 Jun 2025 0001234673

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale $1,869,400 -20,000 -8% $93.47 230,471 26 Jun 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.