Key facts
- This page summarizes Brian K. McCarthy's Form 4 filing for Rubrik, Inc. (RBRK).
- 5 reported transactions and 3 derivative rows are listed below.
- Filing timestamp: 20 Jun 2025, 16:49.
Brian K. McCarthy - 17 Jun 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)
- Signature
- /s/ Larry Guo, Attorney-in-Fact
- Issuer symbol
- RBRK
- Transactions as of
- 17 Jun 2025
- Net transactions value
- -$423,508
- Form type
- 4
- Filing time
- 20 Jun 2025, 16:49:50 UTC
- Previous filing
- 09 Jun 2025
- Next filing
- 07 Jul 2025
- SEC
- View on sec.gov
Key filing fact
Brian K. McCarthy filed Form 4 for Rubrik, Inc. (RBRK) on 20 Jun 2025.
Change
- Previous filing in this sequence was filed on 09 Jun 2025.
- Current net transaction value: -$423,508.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0002020217
Primary reporting owner
McCarthy Brian K.
- Relationship
- Chief Revenue Officer
- Address
- C/O RUBRIK INC., 3495 DEER CREEK ROAD, PALO ALTO
- Signature
- /s/ Larry Guo, Attorney-in-Fact
- Signature date
- 20 Jun 2025
Transactions Table
RBRK
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +6,250
- Change %
- +1.4%
- Price
- $0.000000
- Shares after
- 460,834
- Date
- 17 Jun 2025
- Ownership
- Direct
RBRK
transaction
Class A Common Stock
Sale
- Transaction value
- $423,508
- Shares
- -4,782
- Change %
- -1%
- Price
- $88.56
- Shares after
- 456,052
- Date
- 17 Jun 2025
- Ownership
- Direct
- Footnotes
- F1
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
RBRK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,250
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 18,750
- Date
- 17 Jun 2025
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F2, F3
RBRK
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- +6,250
- Change %
- Price
- Shares after
- 6,250
- Date
- 17 Jun 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F4
RBRK
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -6,250
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 17 Jun 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). |
| F2 | Each RSU represents a contingent right to receive one share of Class B Common Stock. |
| F3 | The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). |
| F4 | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |