-
Signature
-
/s/ Larry Guo, Attorney-in-Fact
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Stock symbol
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RBRK
-
Transactions as of
-
May 13, 2025
-
Transactions value $
-
$0
-
Form type
-
4/A - Amendment
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Date filed
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6/13/2025, 05:14 PM
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Date Of Original Report
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May 15, 2025
Reporting Owners (1)
Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
Choudary Kiran Kumar |
Chief Financial Officer |
C/O RUBRIK INC., 3495 DEER CREEK ROAD, PALO ALTO |
/s/ Larry Guo, Attorney-in-Fact |
2025-06-13 |
0002020220 |
Transactions Table
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RBRK |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-2K |
-2.49% |
$0.00 |
78.5K |
May 14, 2025 |
Class B Common Stock |
2K |
$7.99 |
Direct |
F1, F2 |
transaction |
RBRK |
Class B Common Stock |
Options Exercise |
$0 |
+2K |
|
$0.00 |
2K |
May 14, 2025 |
Class A Common Stock |
2K |
|
Direct |
F1, F3 |
transaction |
RBRK |
Class B Common Stock |
Conversion of derivative security |
$0 |
-2K |
-100% |
$0.00 |
0 |
May 14, 2025 |
Class A Common Stock |
2K |
|
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: