Lara Caimi - Jun 11, 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Director
Signature
/s/ Melanie Vinson, Attorney-in-Fact
Stock symbol
CFLT
Transactions as of
Jun 11, 2025
Transactions value $
-$69,022
Form type
4
Date filed
6/12/2025, 05:00 PM
Previous filing
Mar 12, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Caimi Lara Director C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW /s/ Melanie Vinson, Attorney-in-Fact 2025-06-12 0001868796

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Sale -$69K -2.86K -40% $24.10 4.3K Jun 11, 2025 Direct F1
transaction CFLT Class A Common Stock Award $0 +8.3K +193.25% $0.00 12.6K Jun 11, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares were sold pursuant to a 10b5-1 Plan dated September 12, 2024.
F2 Represents the grant of restricted stock units that vest on the earlier of (i) the date of the 2026 Annual Meeting (or the date immediately prior if the Reporting Person's service as a director ends at such meeting); or (ii) the first anniversary of the date of grant.