Michelangelo Volpi - Jun 5, 2025 Form 4 Insider Report for Confluent, Inc. (CFLT)

Role
Director
Signature
/s/ Michelangelo Volpi
Stock symbol
CFLT
Transactions as of
Jun 5, 2025
Transactions value $
-$625,000
Form type
4
Date filed
6/9/2025, 04:46 PM
Previous filing
Feb 18, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Volpi Michelangelo Director C/O CONFLUENT, INC., 899 W. EVELYN AVENUE, MOUNTAIN VIEW /s/ Michelangelo Volpi 2025-06-09 0001626464

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CFLT Class A Common Stock Sale -$625K -25K -8.56% $25.00 267K Jun 5, 2025 Direct F1
holding CFLT Class A Common Stock 198K Jun 5, 2025 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a Rule 10b5-1 trading plan dated May 28, 2024.
F2 The shares are held by the Volpi-Cupal Family Trust, of which the reporting person serves as trustee. The reporting person disclaims Section 16 beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for Section 16 or any other purpose.