Thomas M. Siebel - 01 Jun 2025 Form 4 Insider Report for C3.ai, Inc. (AI)

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Issuer ticker: AI
Reported as of: 01 Jun 2025
Net transaction value: -$447,100
SEC form: 4
Accepted by SEC: 03 Jun 2025, 18:36:53 UTC
Prior SEC filing: 15 May 2025
Next SEC filing: 12 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Andrew Thomases, Attorney-in-Fact

Key filing fact

Thomas M. Siebel filed Form 4 for C3.ai, Inc. (AI) on 03 Jun 2025.

Key facts

This page summarizes Thomas M. Siebel's Form 4 filing for C3.ai, Inc. (AI).
5 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Jun 2025, 18:36.

Change

Previous filing in this sequence was filed on 15 May 2025.
Current net transaction value: -$447,100.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001031530 Primary reporting owner

SIEBEL THOMAS M

Relationship: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Address: C/O C3.AI, INC., 1400 SEAPORT BLVD, REDWOOD CITY
Signature: /s/ Andrew Thomases, Attorney-in-Fact
Signature date: 03 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AI transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +32,736
Change %
Price
Shares after: 32,736
Date: 01 Jun 2025
Ownership: Direct
Footnotes: F1

AI transaction

Class A Common Stock

Sale

Transaction value: $447,100
Shares: -17,000
Change %: -52%
Price: $26.30
Shares after: 15,736
Date: 02 Jun 2025
Ownership: Direct
Footnotes: F2, F3

AI transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: -15,736
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 03 Jun 2025
Ownership: Direct

AI transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +15,736
Change %: +0.36%
Price: $0.000000
Shares after: 4,418,300
Date: 03 Jun 2025
Ownership: See Footnote
Footnotes: F4

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,216
Date: 01 Jun 2025
Ownership: See Footnote
Footnotes: F5

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 170,294
Date: 01 Jun 2025
Ownership: See Footnote
Footnotes: F6

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 72,695
Date: 01 Jun 2025
Ownership: See Footnote
Footnotes: F7

AI holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,237,115
Date: 01 Jun 2025
Ownership: See Footnote
Footnotes: F8

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -32,736
Change %: -14%
Price: $0.000000
Shares after: 196,418
Date: 01 Jun 2025
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 32,736
Exercise price
Footnotes: F1, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Footnote F2

Shares sold to cover tax obligation from settlement of vested RSUs.

Footnote F3

The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.355, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Footnote F4

The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Footnote F5

The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.

Footnote F6

The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.

Footnote F7

The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.

Footnote F8

The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.

Footnote F9

1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.